| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | 就证券提供意见 | 2024-01-24 | - |
| RO | 提供资产管理 | 2024-01-24 | - | |
| RO | 期货合约交易 | 2024-01-24 | - | |
| RO | 证券交易 | 2024-01-24 | - | |
| RO | 就机构融资提供意见 | 2023-05-11 | - | |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 证券交易 | 2017-04-26 | 2022-12-31 |
| FORTUNE FINANCIAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2016-02-23 | 2022-12-31 |
| Rep | 就机构融资提供意见 | 2016-02-11 | 2016-02-23 | |
| DBS ASIA CAPITAL LIMITED | RO | 就机构融资提供意见 | 2015-10-07 | 2016-02-06 |
| RO | 就证券提供意见 | 2015-10-07 | 2016-02-06 | |
| RO | 证券交易 | 2015-10-07 | 2016-02-06 | |
| Rep | 就机构融资提供意见 | 2010-12-01 | 2015-10-07 | |
| Rep | 就证券提供意见 | 2010-12-01 | 2015-10-07 | |
| Rep | 证券交易 | 2010-12-01 | 2015-10-07 | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 就机构融资提供意见 | 2010-11-02 | 2010-11-02 |
| Rep | 就证券提供意见 | 2010-11-02 | 2010-11-02 | |
| Rep | 证券交易 | 2010-11-02 | 2010-11-02 | |
| QUAM CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2007-10-08 | 2010-10-30 |
已采集记录中暂无金管局登记。