| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DBS VICKERS (HONG KONG) LIMITED | Rep | 证券交易 | 2006-07-07 | 2024-08-31 |
| HANTEC SECURITIES CO., LIMITED | Rep | 证券交易 | 2003-10-30 | 2006-06-25 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2003-09-19 | 2003-10-21 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2003-09-19 | 2003-10-21 |
| GLOBAL INVESTMENT ADVISORS LIMITED | Rep | 就证券提供意见 | - | 2003-09-01 |