| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2015-03-24 | 2017-04-07 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2015-02-12 | 2017-04-07 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2014-10-15 | 2017-04-07 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2014-10-15 | 2017-04-07 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-03-07 | 2013-05-31 |
| Rep | 证券交易 | 2008-02-22 | 2013-05-31 |