| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2020-10-29 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2020-10-29 | - |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-02-25 | 2019-09-17 |
| Rep | 证券交易 | 2004-02-25 | 2019-09-17 | |
| Rep | 期货合约交易 | 2003-10-24 | 2004-01-30 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2003-10-13 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-10-13 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-10-22 | |
| Rep | 证券交易 | 2003-04-01 | 2004-01-30 | |
| DBS VICKERS FUTURES (HONG KONG) LIMITED DBS | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-10-22 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-10-22 | |
| Rep | 期货合约交易 | 2003-04-01 | 2003-12-11 |