| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HING WAI ALLIED SECURITIES LIMITED | RO | 证券交易 | 2020-10-09 | - |
| Rep | 证券交易 | 2020-09-17 | 2020-10-09 | |
| WAH THAI SECURITIES LIMITED | RO | 证券交易 | 2018-01-02 | 2020-08-01 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-04-28 | 2017-12-31 |
| Rep | 证券交易 | 2009-04-28 | 2017-12-31 | |
| SHACOM FUTURES LIMITED | RO | 提供资产管理 | 2003-04-01 | 2004-11-25 |
| RO | 就期货合约提供意见 | 2003-04-01 | 2009-03-13 | |
| RO | 期货合约交易 | 2003-04-01 | 2009-03-13 | |
| Shacom Securities Limited | RO | 就机构融资提供意见 | 2003-04-01 | 2004-11-25 |
| RO | 提供资产管理 | 2003-04-01 | 2004-11-25 | |
| RO | 就证券提供意见 | 2003-04-01 | 2009-03-13 | |
| RO | 证券交易 | 2003-04-01 | 2009-03-13 |