| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-06-20 | 2013-09-13 |
| Rep | 证券交易 | 2008-01-28 | 2013-09-13 | |
| DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | 证券交易 | 2007-04-12 | 2008-06-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2006-05-08 | 2007-04-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2006-05-08 | 2007-04-01 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | 2005-06-13 | 2005-06-22 |