| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DBS VICKERS (HONG KONG) LIMITED | RO | 证券交易 | 2022-07-26 | - |
| RO | 就证券提供意见 | 2019-02-20 | - | |
| Rep | 就证券提供意见 | 2007-10-09 | 2019-02-20 | |
| BEAR STEARNS ASIA LIMITED | Rep | 就证券提供意见 | 2007-06-15 | 2007-09-22 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2006-01-12 | 2007-06-08 |
| GRAND PARTNERS ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2005-02-28 | 2005-12-24 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-07-09 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-07-09 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-10-14 |
已采集记录中暂无金管局登记。