Personnel Hong Kong SFC License Details (ID 78207)

Personnel Hong Kong SFC License Details (ID 78207)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Wealth Management Cube Limited	RO	证券交易	2023-06-15	2026-07-04
THE CORE SECURITIES COMPANY LIMITED	RO	就证券提供意见	2018-09-28	2023-01-16
	RO	证券交易	2018-09-28	2023-01-16
	Rep	就证券提供意见	2017-09-28	2018-09-28
	Rep	证券交易	2017-09-28	2018-09-28
	Rep	提供资产管理	2017-09-28	2023-01-16
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	期货合约交易	2017-02-20	2017-09-17
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	证券交易	2017-02-20	2017-09-17
DBS VICKERS (HONG KONG) LIMITED	Rep	期货合约交易	2007-10-15	2016-11-30
	Rep	证券交易	2007-10-15	2016-11-30
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	期货合约交易	2007-02-27	2007-10-05
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	证券交易	2007-02-27	2007-10-05
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2004-02-05	2007-02-21
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2004-02-05	2007-02-21