Lee, Chak Ming 李澤銘 SFC Licences and HKMA Registrations (ID 78218)

Lee, Chak Ming 李澤銘 SFC Licences and HKMA Registrations (ID 78218)

关键资料牌照与登记公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2024-05-14	-
Grand Capital Securities Limited	Rep	证券交易	2021-07-09	2024-04-24
KGI ASIA LIMITED	Rep	证券交易	2019-09-18	2021-03-31
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2019-09-18	2021-03-31
DBS VICKERS (HONG KONG) LIMITED	Rep	期货合约交易	2007-05-29	2019-04-04
	Rep	证券交易	2007-05-29	2019-04-04
KGI ASIA LIMITED	Rep	证券交易	2005-10-17	2007-05-20
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2005-10-17	2007-05-20
KGI SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2005-10-17	2007-05-20
CITIC Securities Brokerage (HK) Limited	Rep	证券交易	2004-03-12	2005-10-09
CITIC Securities Futures (HK) Limited	Rep	期货合约交易	2004-03-12	2005-10-09
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2004-01-02	2004-02-26
KGI ASIA LIMITED	Rep	证券交易	2003-09-22	2004-02-26
KGI SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2003-09-22	2004-02-26
Tung Shing Securities (Brokers) Limited	Rep	就机构融资提供意见	2003-04-01	2003-09-15
	Rep	就证券提供意见	2003-04-01	2003-09-15
	Rep	提供资产管理	2003-04-01	2003-09-15
	Rep	证券交易	2003-04-01	2003-09-15

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

仅显示现任登记

已采集记录中暂无金管局登记。