| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 期货合约交易 | 2016-02-23 | 2016-10-11 |
| Rep | 证券交易 | 2016-02-23 | 2016-10-11 | |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-06-16 | 2016-01-29 |
| Rep | 证券交易 | 2004-05-24 | 2016-01-29 | |
| Rep | 证券交易 | 2003-05-29 | 2003-12-04 |