| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2019-05-09 | - |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 证券交易 | 2019-05-09 | - |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-03-24 | 2019-05-01 |
| Rep | 就证券提供意见 | 2008-01-29 | 2008-07-31 | |
| Rep | 证券交易 | 2008-01-29 | 2019-05-01 | |
| DBS TD WATERHOUSE SECURITIES (HONG KONG) LIMITED DBS | RO | 就机构融资提供意见 | 2003-04-01 | 2004-02-13 |
| RO | 就证券提供意见 | 2003-04-01 | 2004-02-13 | |
| RO | 提供资产管理 | 2003-04-01 | 2004-02-13 | |
| RO | 证券交易 | 2003-04-01 | 2004-02-13 | |
| DBS VICKERS SECURITIES ONLINE (HK) LIMITED | RO | 就机构融资提供意见 | 2003-04-01 | 2004-12-03 |
| RO | 提供资产管理 | 2003-04-01 | 2004-12-03 | |
| RO | 就证券提供意见 | 2003-04-01 | 2008-06-01 | |
| RO | 证券交易 | 2003-04-01 | 2008-06-01 |
已采集记录中暂无金管局登记。