Personnel Hong Kong SFC License Details (ID 78232)

Personnel Hong Kong SFC License Details (ID 78232)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
HARRIS FRASER (INTERNATIONAL) LIMITED	Rep	提供资产管理	2025-04-24	-
	Rep	证券交易	2025-04-24	-
	Rep	就证券提供意见	2025-04-01	-
GLENWORTH CAPITAL LIMITED	Rep	就证券提供意见	2023-06-16	2024-11-14
MIB SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2019-08-02	2020-06-07
Minerva Holding Financial Securities Limited	Rep	证券交易	2018-12-20	2019-07-14
RHB SECURITIES HONG KONG LIMITED	Rep	证券交易	2014-07-18	2018-12-14
DBS VICKERS (HONG KONG) LIMITED	Rep	证券交易	2011-05-11	2012-08-17
PFC INTERNATIONAL COMPANY LIMITED	Rep	就证券提供意见	2010-02-23	2011-01-10
	Rep	证券交易	2010-02-23	2011-01-10
Sun Life Hong Kong Limited	Rep	就证券提供意见	2008-02-04	2009-01-20
Sun Life Financial Asia Services Limited	Rep	就证券提供意见	2006-07-06	2007-03-30
oOo Securities (HK) Group Limited	Rep	就证券提供意见	2005-04-04	2006-02-20