Personnel Hong Kong SFC License Details (ID 78240)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
UOB KAY HIAN (HONG KONG) LIMITED	Rep	就证券提供意见	2023-03-17	-
	Rep	证券交易	2023-03-17	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2023-03-17	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	就期货合约提供意见	2020-04-06	2023-03-03
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2020-04-06	2023-03-03
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2020-03-09	2023-03-03
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2020-03-09	2023-03-03
UOB KAY HIAN (HONG KONG) LIMITED	Rep	证券交易	2018-10-22	2020-02-24
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2018-10-22	2020-02-24
DBS VICKERS (HONG KONG) LIMITED	Rep	期货合约交易	2003-10-28	2018-10-12
	Rep	就机构融资提供意见	2003-04-01	2003-10-13
	Rep	提供资产管理	2003-04-01	2003-10-13
	Rep	就证券提供意见	2003-04-01	2003-10-20
	Rep	证券交易	2003-04-01	2018-10-12
DBS VICKERS FUTURES (HONG KONG) LIMITED DBS	Rep	就期货合约提供意见	2003-04-01	2003-10-20
	Rep	提供资产管理	2003-04-01	2003-10-20
	Rep	期货合约交易	2003-04-01	2003-12-10
DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS	Rep	就机构融资提供意见	2003-04-01	2003-10-20
	Rep	就证券提供意见	2003-04-01	2003-10-20
	Rep	提供资产管理	2003-04-01	2003-10-20
	Rep	证券交易	2003-04-01	2003-10-28

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