Ng, Nicholas Chi Wai 吳志偉

证监会中央编号:ACU975

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2025-02-13	-
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2025-02-13	-
CES Commodities (HK) Limited	Rep	期货合约交易	2018-07-05	2025-01-22
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期货合约交易	2018-07-05	2024-12-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2018-07-05	2025-01-22
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2018-07-05	2025-01-22
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2017-03-06	2018-06-21
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2017-03-06	2018-06-21
DBS VICKERS (HONG KONG) LIMITED	Rep	期货合约交易	2005-09-12	2017-02-09
	Rep	证券交易	2005-09-12	2017-02-09
CITIC Securities Brokerage (HK) Limited	Rep	证券交易	2004-05-19	2005-09-05
CITIC Securities Futures (HK) Limited	Rep	期货合约交易	2004-05-19	2005-09-05
DBS VICKERS (HONG KONG) LIMITED	Rep	期货合约交易	2003-10-28	2004-05-07
	Rep	就机构融资提供意见	2003-04-01	2003-10-13
	Rep	提供资产管理	2003-04-01	2003-10-13
	Rep	就证券提供意见	2003-04-01	2003-10-20
	Rep	证券交易	2003-04-01	2004-05-07
DBS VICKERS FUTURES (HONG KONG) LIMITED DBS	Rep	就期货合约提供意见	2003-04-01	2003-10-20
	Rep	提供资产管理	2003-04-01	2003-10-20
	Rep	期货合约交易	2003-04-01	2003-12-10
DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS	Rep	就机构融资提供意见	2003-04-01	2003-10-20
	Rep	就证券提供意见	2003-04-01	2003-10-20
	Rep	提供资产管理	2003-04-01	2003-10-20
	Rep	证券交易	2003-04-01	2003-10-28

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2025-02-13	-
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2025-02-13	-
CES Commodities (HK) Limited	Rep	期货合约交易	2018-07-05	2025-01-22
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期货合约交易	2018-07-05	2024-12-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2018-07-05	2025-01-22
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2018-07-05	2025-01-22
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2017-03-06	2018-06-21
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2017-03-06	2018-06-21
DBS VICKERS (HONG KONG) LIMITED	Rep	期货合约交易	2005-09-12	2017-02-09
	Rep	证券交易	2005-09-12	2017-02-09
CITIC Securities Brokerage (HK) Limited	Rep	证券交易	2004-05-19	2005-09-05
CITIC Securities Futures (HK) Limited	Rep	期货合约交易	2004-05-19	2005-09-05
DBS VICKERS (HONG KONG) LIMITED	Rep	期货合约交易	2003-10-28	2004-05-07
	Rep	就机构融资提供意见	2003-04-01	2003-10-13
	Rep	提供资产管理	2003-04-01	2003-10-13
	Rep	就证券提供意见	2003-04-01	2003-10-20
	Rep	证券交易	2003-04-01	2004-05-07
DBS VICKERS FUTURES (HONG KONG) LIMITED DBS	Rep	就期货合约提供意见	2003-04-01	2003-10-20
	Rep	提供资产管理	2003-04-01	2003-10-20
	Rep	期货合约交易	2003-04-01	2003-12-10
DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS	Rep	就机构融资提供意见	2003-04-01	2003-10-20
	Rep	就证券提供意见	2003-04-01	2003-10-20
	Rep	提供资产管理	2003-04-01	2003-10-20
	Rep	证券交易	2003-04-01	2003-10-28