Personnel Hong Kong SFC License Details (ID 78290)

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	期货合约交易	2023-06-26	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	证券交易	2023-06-26	-
Emperor Asset Management Limited	Rep	提供资产管理	2022-06-27	2023-05-25
EMPEROR FUTURES LIMITED	Rep	期货合约交易	2022-06-27	2023-05-25
EMPEROR SECURITIES LIMITED (HK)	Rep	就证券提供意见	2022-06-27	2023-05-25
	Rep	证券交易	2022-06-27	2023-05-25
Central China International Securities Co., Limited	Rep	就证券提供意见	2019-06-06	2020-12-16
	Rep	证券交易	2019-06-06	2020-12-16
Quam Securities Limited	Rep	就机构融资提供意见	2017-11-14	2018-11-26
	RO	证券交易	2017-11-14	2018-11-26
	Rep	证券交易	2017-07-20	2017-11-14
AVALOK CAPITAL LIMITED	RO	证券交易	2016-08-15	2017-05-02
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2014-06-05	2015-11-06
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	就证券提供意见	2014-06-05	2015-11-06
	Rep	证券交易	2014-06-05	2015-11-06
Soochow Securities International Brokerage Limited	Rep	就证券提供意见	2013-07-26	2014-04-04
Soochow Securities International Futures Limited	Rep	期货合约交易	2013-07-26	2014-04-04
Soochow Securities International Brokerage Limited	Rep	证券交易	2013-06-05	2014-04-04
ABCI Securities Company Limited	Rep	证券交易	2012-09-25	2013-05-14
DBS VICKERS (HONG KONG) LIMITED	Rep	期货合约交易	2012-09-03	2012-09-14
	Rep	证券交易	2009-12-16	2012-09-14
UOB KAY HIAN (HONG KONG) LIMITED	Rep	证券交易	2004-02-16	2009-12-11
TISCO SECURITIES HONG KONG LIMITED	Rep	就机构融资提供意见	2003-04-01	2004-02-10
	Rep	就证券提供意见	2003-04-01	2004-02-10
	Rep	提供资产管理	2003-04-01	2004-02-10
	Rep	证券交易	2003-04-01	2004-02-10

人员