| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Elixir Capital Management Limited | Rep | 提供资产管理 | 2017-11-10 | 2023-07-31 |
| Rep | 提供资产管理 | 2014-03-04 | 2015-12-31 | |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 证券交易 | 2010-10-13 | 2011-11-15 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2008-10-08 | 2010-04-16 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 证券交易 | 2006-04-20 | 2008-09-20 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2005-05-17 | 2006-04-08 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2005-05-17 | 2006-04-08 |