| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DELTA ASIA SECURITIES LIMITED | RO | 证券交易 | 2013-01-31 | 2014-08-31 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | RO | 就期货合约提供意见 | 2012-08-06 | 2014-08-31 |
| RO | 期货合约交易 | 2012-08-06 | 2014-08-31 | |
| Rep | 就期货合约提供意见 | 2011-09-01 | 2012-08-06 | |
| Rep | 期货合约交易 | 2009-06-15 | 2012-08-06 | |
| DELTA ASIA SECURITIES LIMITED | Rep | 证券交易 | 2009-06-15 | 2013-01-31 |
| Delta Asia Wealth Management Limited | Rep | 提供资产管理 | 2009-02-12 | 2010-04-23 |