| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited | Rep | 就证券提供意见 | 2023-07-07 | - |
| Rep | 证券交易 | 2023-07-07 | - | |
| RO | 就证券提供意见 | 2017-05-15 | 2023-07-07 | |
| RO | 证券交易 | 2017-05-15 | 2023-07-07 | |
| Rep | 就证券提供意见 | 2017-01-27 | 2017-05-15 | |
| Rep | 证券交易 | 2017-01-27 | 2017-05-15 | |
| BFIN Private Advisors (Hong Kong) Limited | Rep | 就证券提供意见 | 2016-02-18 | 2017-01-19 |
| Rep | 证券交易 | 2016-02-18 | 2017-01-19 | |
| EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS) | Rep | 提供资产管理 | 2012-09-27 | 2015-11-11 |
| Rep | 就证券提供意见 | 2012-01-03 | 2015-11-11 | |
| Rep | 证券交易 | 2012-01-03 | 2015-11-11 | |
| DWS Investments Hong Kong Limited | Rep | 就证券提供意见 | 2009-06-15 | 2011-11-10 |
| Rep | 提供资产管理 | 2009-06-15 | 2011-11-10 |
已采集记录中暂无金管局登记。