| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | RO | 证券交易 | 2023-04-27 | - |
| Rep | 证券交易 | 2022-10-14 | 2023-04-27 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2016-11-16 | 2022-07-29 |
| RO | 期货合约交易 | 2016-06-15 | 2022-07-29 | |
| RO | 证券交易 | 2016-06-15 | 2022-07-29 | |
| Credit Suisse Securities (Hong Kong) Limited | RO | 证券交易 | 2016-06-15 | 2022-07-29 |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2016-04-15 | 2016-06-15 |
| Rep | 证券交易 | 2016-04-15 | 2016-06-15 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2016-04-15 | 2016-06-15 |
| Standard Chartered Securities (Hong Kong) Limited | RO | 就期货合约提供意见 | 2012-12-17 | 2016-04-01 |
| RO | 期货合约交易 | 2012-12-17 | 2016-04-01 | |
| RO | 就证券提供意见 | 2012-10-05 | 2016-04-01 | |
| RO | 证券交易 | 2012-10-05 | 2016-04-01 | |
| Rep | 就证券提供意见 | 2012-06-19 | 2012-10-05 | |
| Rep | 证券交易 | 2012-06-19 | 2012-10-05 | |
| DEUTSCHE SECURITIES ASIA LIMITED | RO | 就期货合约提供意见 | 2011-06-02 | 2012-03-21 |
| RO | 就证券提供意见 | 2011-06-02 | 2012-03-21 | |
| RO | 期货合约交易 | 2011-06-02 | 2012-03-21 | |
| RO | 证券交易 | 2011-06-02 | 2012-03-21 | |
| Rep | 期货合约交易 | 2010-04-28 | 2011-06-02 | |
| Rep | 证券交易 | 2010-04-28 | 2011-06-02 | |
| Citigroup Global Markets Asia Limited | RO | 证券交易 | 2008-09-17 | 2010-02-22 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | RO | 期货合约交易 | 2008-09-17 | 2010-02-22 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2004-01-05 | 2008-09-17 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2004-01-05 | 2008-09-17 |
已采集记录中暂无金管局登记。