Personnel Hong Kong SFC License Details (ID 78388)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
HSBC SECURITIES BROKERS (ASIA) LIMITED	RO	证券交易	2023-04-27	-
	Rep	证券交易	2022-10-14	2023-04-27
Credit Suisse (Hong Kong) Limited	Rep	就证券提供意见	2016-11-16	2022-07-29
	RO	期货合约交易	2016-06-15	2022-07-29
	RO	证券交易	2016-06-15	2022-07-29
Credit Suisse Securities (Hong Kong) Limited	RO	证券交易	2016-06-15	2022-07-29
Credit Suisse (Hong Kong) Limited	Rep	期货合约交易	2016-04-15	2016-06-15
	Rep	证券交易	2016-04-15	2016-06-15
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2016-04-15	2016-06-15
Standard Chartered Securities (Hong Kong) Limited	RO	就期货合约提供意见	2012-12-17	2016-04-01
	RO	期货合约交易	2012-12-17	2016-04-01
	RO	就证券提供意见	2012-10-05	2016-04-01
	RO	证券交易	2012-10-05	2016-04-01
	Rep	就证券提供意见	2012-06-19	2012-10-05
	Rep	证券交易	2012-06-19	2012-10-05
DEUTSCHE SECURITIES ASIA LIMITED	RO	就期货合约提供意见	2011-06-02	2012-03-21
	RO	就证券提供意见	2011-06-02	2012-03-21
	RO	期货合约交易	2011-06-02	2012-03-21
	RO	证券交易	2011-06-02	2012-03-21
	Rep	期货合约交易	2010-04-28	2011-06-02
	Rep	证券交易	2010-04-28	2011-06-02
Citigroup Global Markets Asia Limited	RO	证券交易	2008-09-17	2010-02-22
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	RO	期货合约交易	2008-09-17	2010-02-22
Citigroup Global Markets Asia Limited	Rep	证券交易	2004-01-05	2008-09-17
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期货合约交易	2004-01-05	2008-09-17

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