| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2017-06-23 | 2019-11-23 |
| CGS International Securities Hong Kong Limited | Rep | 证券交易 | 2013-11-15 | 2017-04-05 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2006-04-03 | 2013-08-07 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | - | 2003-12-02 |
| Rep | 提供资产管理 | - | 2003-12-02 | |
| Rep | 提供自动化交易服务 | - | 2003-12-02 | |
| Rep | 就证券提供意见 | - | 2006-03-03 | |
| Rep | 证券交易 | - | 2006-03-03 |