| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2016-08-31 | - |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2016-06-06 | 2016-06-17 |
| Rep | 期货合约交易 | 2016-06-06 | 2016-06-17 | |
| Rep | 证券交易 | 2016-06-06 | 2016-06-17 | |
| Gradient Trading Hong Kong Limited | Rep | 期货合约交易 | 2014-09-12 | 2014-11-18 |
| Rep | 证券交易 | 2014-09-12 | 2014-11-18 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2006-12-20 | 2012-01-10 |
| Rep | 证券交易 | 2006-12-20 | 2012-01-10 |