| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Commerz Securities Hong Kong Limited | Rep | 证券交易 | 2015-05-06 | 2018-06-22 |
| ROCTEC FUTURES TRADING COMPANY LIMITED | Rep | 期货合约交易 | 2013-02-27 | 2015-01-01 |
| ROCTEC SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2013-02-27 | 2015-01-01 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2010-01-07 | 2012-09-05 |
| Rep | 证券交易 | 2010-01-07 | 2012-09-05 |