| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Vontobel Limited | RO | 期货合约交易 | 2021-06-24 | 2022-04-11 |
| Rep | 期货合约交易 | 2017-10-11 | 2021-06-24 | |
| Rep | 证券交易 | 2017-10-11 | 2022-04-11 | |
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2014-10-15 | 2015-02-23 |
| Rep | 证券交易 | 2014-10-15 | 2015-02-23 | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2014-04-10 | 2014-09-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-04-10 | 2014-09-01 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2007-11-01 | 2012-01-06 |
| Rep | 证券交易 | 2007-11-01 | 2012-01-06 |