Chu, Brian Chi Yan 朱智仁
证监会中央编号:ACX715
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited | Rep | 就证券提供意见 | 2019-10-09 | - |
| Rep | 证券交易 | 2019-09-17 | - | |
| DEUTSCHE SECURITIES ASIA LIMITED | RO | 证券交易 | 2015-01-15 | 2019-08-30 |
| Rep | 提供自动化交易服务 | 2010-09-15 | 2013-03-06 | |
| Rep | 证券交易 | 2010-09-15 | 2015-01-15 | |
| Rep | 期货合约交易 | 2010-09-15 | 2019-08-30 | |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2006-06-06 | 2010-06-11 |
| Rep | 证券交易 | 2006-06-06 | 2010-06-11 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2006-06-06 | 2010-06-11 |
| Rep | 期货合约交易 | 2006-06-06 | 2010-06-11 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 证券交易 | 2006-06-06 | 2010-06-11 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2004-06-29 | 2006-04-27 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2004-06-29 | 2006-04-27 |
| Rep | 证券交易 | 2004-06-29 | 2006-04-27 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-05-25 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-05-25 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-05-25 | |
| Rep | 证券交易 | 2003-04-01 | 2004-05-25 |