| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2020-07-14 | 2023-03-28 |
| Rep | 期货合约交易 | 2020-07-14 | 2025-06-11 | |
| DEUTSCHE SECURITIES ASIA LIMITED | RO | 期货合约交易 | 2019-10-29 | 2020-06-26 |
| RO | 证券交易 | 2019-10-29 | 2020-06-26 | |
| Rep | 期货合约交易 | 2009-08-18 | 2019-10-29 | |
| Rep | 证券交易 | 2009-08-18 | 2019-10-29 |