| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2014-08-04 | 2016-12-17 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2014-08-04 | 2016-12-17 |
| Rep | 证券交易 | 2014-08-04 | 2016-12-17 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 提供自动化交易服务 | 2010-06-23 | 2012-07-01 |
| Rep | 证券交易 | 2009-08-12 | 2012-07-01 | |
| Virtu ITG Hong Kong Limited | Rep | 提供自动化交易服务 | 2008-10-09 | 2009-07-06 |
| Rep | 证券交易 | 2008-10-09 | 2009-07-06 |