| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLSA LIMITED | RO | 证券交易 | 2025-10-20 | - |
| Rep | 证券交易 | 2025-05-27 | 2025-10-20 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2022-07-07 | 2024-10-31 |
| Rep | 证券交易 | 2022-07-07 | 2024-10-31 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自动化交易服务 | 2022-07-07 | 2024-10-31 |
| Rep | 期货合约交易 | 2022-07-07 | 2024-10-31 | |
| Rep | 证券交易 | 2022-07-07 | 2024-10-31 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自动化交易服务 | 2019-11-19 | 2022-03-03 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2019-11-11 | 2022-03-03 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2019-11-11 | 2022-03-03 |
| Rep | 证券交易 | 2019-11-11 | 2022-03-03 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 提供自动化交易服务 | 2010-06-23 | 2013-03-06 |
| Rep | 期货合约交易 | 2009-06-29 | 2019-09-27 | |
| Rep | 证券交易 | 2009-06-29 | 2019-09-27 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2005-03-31 | 2009-04-25 |
| Rep | 证券交易 | 2004-03-31 | 2009-04-25 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-03-13 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-03-13 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-03-13 | |
| Rep | 证券交易 | 2003-04-01 | 2004-03-13 |
已采集记录中暂无金管局登记。