| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 就期货合约提供意见 | 2026-06-22 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 就期货合约提供意见 | 2026-06-22 | - |
| RO | 期货合约交易 | 2026-03-11 | - | |
| RO | 提供自动化交易服务 | 2023-06-28 | - | |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 证券交易 | 2020-12-18 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 证券交易 | 2020-12-18 | - |
| Rep | 证券交易 | 2016-10-11 | 2020-12-18 | |
| Rep | 提供自动化交易服务 | 2016-10-11 | 2023-06-28 | |
| Rep | 期货合约交易 | 2016-10-11 | 2026-03-11 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2014-09-22 | 2020-12-18 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自动化交易服务 | 2014-09-22 | 2016-10-10 |
| Rep | 证券交易 | 2014-09-22 | 2016-10-10 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2014-09-22 | 2016-10-10 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2009-03-25 | 2014-06-12 |
| Rep | 证券交易 | 2008-02-15 | 2008-03-15 |
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