| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2014-06-06 | 2015-02-03 |
| Rep | 证券交易 | 2014-06-06 | 2017-09-01 | |
| RO | 期货合约交易 | 2013-12-03 | 2014-06-06 | |
| RO | 证券交易 | 2013-12-03 | 2014-06-06 | |
| Rep | 提供自动化交易服务 | 2010-06-23 | 2015-02-03 | |
| Rep | 期货合约交易 | 2008-05-02 | 2013-12-03 | |
| Rep | 证券交易 | 2008-05-02 | 2013-12-03 | |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2005-03-03 | 2008-02-01 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2005-03-03 | 2008-02-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2004-07-15 | 2008-02-01 |