| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Renaissance Broking Services (Hong Kong) Limited | RO | 证券交易 | 2017-11-03 | 2020-10-18 |
| China Renaissance Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2016-01-05 | 2020-10-18 |
| RO | 证券交易 | 2016-01-05 | 2020-10-18 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2014-06-04 | 2015-08-12 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2014-06-04 | 2015-08-12 |
| Rep | 证券交易 | 2014-06-04 | 2015-08-12 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2008-02-06 | 2014-03-05 |