| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | RO | 期货合约交易 | 2026-08-12 | - |
| RO | 证券交易 | 2026-08-12 | - | |
| Rep | 就证券提供意见 | 2026-01-23 | - | |
| Rep | 期货合约交易 | 2025-09-29 | 2026-08-12 | |
| Rep | 证券交易 | 2025-09-29 | 2026-08-12 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2019-03-07 | 2025-06-26 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2019-03-07 | 2025-06-26 |
| Rep | 证券交易 | 2019-03-07 | 2025-06-26 | |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2015-08-28 | 2025-06-26 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2007-06-05 | 2015-06-01 |