| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 提供自动化交易服务 | 2010-06-23 | 2012-01-10 |
| Rep | 证券交易 | 2010-01-18 | 2012-01-10 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-05-31 | 2009-04-14 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2007-05-31 | 2009-04-14 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-05-31 | 2009-04-14 |