| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2019-08-08 | - |
| Rep | 证券交易 | 2019-08-08 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2013-05-02 | 2018-07-20 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 提供自动化交易服务 | 2010-06-23 | 2012-06-13 |
| Rep | 期货合约交易 | 2008-05-20 | 2012-06-13 | |
| Rep | 证券交易 | 2007-03-28 | 2012-06-13 |