| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DONVEX CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2011-03-21 | 2012-03-29 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2007-10-30 | 2008-05-01 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2007-10-30 | 2008-05-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2007-08-24 | 2008-05-01 |