| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SoFi Securities (Hong Kong) Limited | RO | 就证券提供意见 | 2023-07-14 | 2024-06-18 |
| RO | 证券交易 | 2018-11-15 | 2024-06-18 | |
| Rep | 证券交易 | 2016-07-19 | 2018-11-15 | |
| Rep | 就证券提供意见 | 2016-07-19 | 2023-07-14 | |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2007-05-25 | 2016-07-08 |