| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | Rep | 证券交易 | 2023-11-23 | 2025-06-30 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2019-04-04 | 2020-10-04 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2019-04-04 | 2020-10-04 |
| Planetree Futures Limited | Rep | 期货合约交易 | 2017-12-08 | 2018-12-03 |
| Planetree Securities Limited | Rep | 证券交易 | 2017-12-08 | 2018-12-03 |
| EAST ASIA FUTURES LIMITED | Rep | 期货合约交易 | 2016-05-19 | 2017-09-25 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2005-08-12 | 2017-09-25 |