| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED | RO | 提供资产管理 | 2006-10-31 | 2020-09-03 |
| EXECUTION NOBLE (HONG KONG) LIMITED (TRADING AS ESPIRITO SANTO SECURITIES) | RO | 证券交易 | 2005-10-10 | 2006-08-01 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | 证券交易 | 2003-04-16 | 2004-10-31 |
| RO | 就机构融资提供意见 | - | 2004-10-31 | |
| RO | 就期货合约提供意见 | - | 2004-10-31 | |
| RO | 就证券提供意见 | - | 2004-10-31 | |
| RO | 提供资产管理 | - | 2004-10-31 |