| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TFI Capital Limited | RO | 就机构融资提供意见 | 2026-03-18 | - |
| Rep | 就机构融资提供意见 | 2025-12-11 | 2026-03-18 | |
| TFI Securities and Futures Limited | Rep | 证券交易 | 2025-12-11 | - |
| China Sunrise Capital Limited | RO | 就机构融资提供意见 | 2025-11-25 | 2025-11-28 |
| Rep | 就机构融资提供意见 | 2025-10-13 | 2025-11-25 | |
| China Sunrise Securities (International) Limited | Rep | 就证券提供意见 | 2025-10-13 | 2025-11-28 |
| Rep | 证券交易 | 2025-10-13 | 2025-11-28 | |
| Admiralty Harbour Capital Limited | RO | 就机构融资提供意见 | 2022-08-16 | 2025-09-15 |
| Rep | 就证券提供意见 | 2022-07-13 | 2025-09-15 | |
| Rep | 就机构融资提供意见 | 2022-06-28 | 2022-08-16 | |
| Rep | 证券交易 | 2022-06-28 | 2025-09-15 | |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | RO | 就机构融资提供意见 | 2018-10-24 | 2022-06-15 |
| Rep | 就机构融资提供意见 | 2018-05-25 | 2018-10-24 | |
| Rep | 证券交易 | 2018-05-25 | 2022-06-15 | |
| China Securities (International) Corporate Finance Company Limited | RO | 就机构融资提供意见 | 2017-07-03 | 2018-05-12 |
| Rep | 就机构融资提供意见 | 2017-05-17 | 2017-07-03 | |
| Rep | 证券交易 | 2017-05-17 | 2018-05-12 | |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2016-08-03 | 2017-04-27 |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2016-05-17 | 2017-04-27 |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2016-05-17 | 2016-08-03 |
| EMPEROR CORPORATE FINANCE LIMITED | Rep | 就机构融资提供意见 | 2011-05-18 | 2016-05-08 |
| Rep | 证券交易 | 2011-05-18 | 2016-05-08 | |
| INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | 证券交易 | 2003-10-22 | 2003-12-03 |
| INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC) | Rep | 证券交易 | 2003-10-22 | 2003-12-03 |
已采集记录中暂无金管局登记。