| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EMPEROR CORPORATE FINANCE LIMITED | Rep | 就机构融资提供意见 | 2005-05-12 | 2022-01-31 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就机构融资提供意见 | 2003-12-19 | 2005-03-02 |
| Rep | 提供资产管理 | 2003-12-19 | 2005-03-02 | |
| Rep | 就证券提供意见 | 2003-12-19 | 2022-01-31 | |
| Rep | 证券交易 | 2003-08-25 | 2022-01-31 | |
| Open Securities Limited | Rep | 就机构融资提供意见 | - | 2003-08-05 |
| Rep | 就证券提供意见 | - | 2003-08-05 | |
| Rep | 提供资产管理 | - | 2003-08-05 | |
| Rep | 证券交易 | - | 2003-08-05 |