| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2009-03-11 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2003-04-01 | - |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-07-19 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-07-19 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-07-19 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-07-19 |