Chan, Sau Him 陳守謙 SFC Licences and HKMA Registrations (ID 78830)

Chan, Sau Him 陳守謙 SFC Licences and HKMA Registrations (ID 78830)

关键资料牌照与登记公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Ethk Securities Limited	RO	证券交易	2019-01-10	-
Core Capital Securities Limited	RO	证券交易	2017-06-29	2018-12-15
	Rep	证券交易	2017-05-08	2017-06-29
Success Futures and Foreign Exchange Limited	Rep	期货合约交易	2013-06-03	2017-04-27
Success Securities Limited	Rep	证券交易	2013-06-03	2017-04-27
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	期货合约交易	2012-05-17	2013-05-21
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2012-05-17	2013-05-21
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2011-09-27	2012-04-09
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2011-09-27	2012-04-09
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2011-09-27	2012-04-09
Emperor Wealth Management Limited	Rep	证券交易	2009-11-13	2011-01-20
EMPEROR FUTURES LIMITED	Rep	期货合约交易	2008-06-11	2011-09-16
EMPEROR SECURITIES LIMITED (HK)	Rep	证券交易	2008-01-03	2011-09-16

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

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已采集记录中暂无金管局登记。