| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2011-05-20 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2011-05-20 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2006-06-09 | 2011-04-22 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2006-06-09 | 2011-04-22 |