| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SW Capital Management Limited | Rep | 就证券提供意见 | 2025-07-21 | - |
| Rep | 提供资产管理 | 2025-07-21 | - | |
| Rep | 证券交易 | 2025-07-21 | - | |
| CHIEF SECURITIES LIMITED | Rep | 提供资产管理 | 2023-10-26 | 2025-04-26 |
| Rep | 就证券提供意见 | 2023-08-21 | 2025-04-26 | |
| Rep | 证券交易 | 2023-08-21 | 2025-04-26 | |
| China Angel Fund Management (HK) Company Limited | Rep | 提供资产管理 | 2018-06-19 | 2022-01-21 |
| Rep | 就证券提供意见 | 2018-04-27 | 2022-01-21 | |
| CHINA SKY SECURITIES LIMITED | Rep | 证券交易 | 2018-04-27 | 2022-01-21 |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | 就证券提供意见 | 2017-06-12 | 2017-10-18 |
| Rep | 证券交易 | 2017-06-12 | 2017-10-18 | |
| Mason Securities Limited | Rep | 证券交易 | 2015-12-17 | 2016-08-26 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2015-12-17 | 2016-08-26 |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2009-03-12 | 2015-11-26 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2009-03-12 | 2012-08-01 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2009-03-12 | 2015-11-26 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2006-02-07 | 2009-02-20 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2006-02-07 | 2009-02-20 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2006-02-07 | 2009-02-20 |
| SHUN LOONG FOREX COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2005-08-02 | 2009-02-20 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2005-07-04 | 2009-02-20 |
| SHUN LOONG FUTURES LIMITED | Rep | 期货合约交易 | 2005-06-29 | 2009-02-20 |
| FUJI HONG KONG COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2004-11-24 | 2005-06-09 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2004-02-06 | 2004-08-19 |
| CELESTIAL COMMODITIES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2004-02-04 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-04 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-02-04 | |
| Rep | 期货合约交易 | 2003-04-01 | 2004-08-19 |
已采集记录中暂无金管局登记。