| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2012-06-27 | 2025-04-23 |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2008-03-12 | 2025-04-23 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2005-12-15 | 2007-03-01 |
| ENLIGHTEN FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2004-01-01 |
| Rep | 提供资产管理 | - | 2004-01-01 | |
| Rep | 期货合约交易 | - | 2004-01-01 |