| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 提供资产管理 | 2014-04-28 | - |
| Rep | 期货合约交易 | 2014-04-28 | 2026-02-04 | |
| Rep | 证券交易 | 2014-04-28 | 2026-02-04 | |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2008-11-17 | 2014-04-17 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2008-11-17 | 2014-04-17 |