| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Emperor Wealth Management Limited | Rep | 证券交易 | 2011-07-27 | - |
| EMPEROR FUTURES LIMITED | Rep | 就期货合约提供意见 | 2011-03-24 | - |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2007-06-07 | - |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2005-11-14 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就证券提供意见 | 2005-11-14 | - |
| Rep | 证券交易 | 2005-11-14 | - | |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2003-09-24 | 2005-05-20 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2003-09-24 | 2005-05-20 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-09-22 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-09-22 | |
| Rep | 期货合约交易 | 2003-04-01 | 2005-05-20 |
已采集记录中暂无金管局登记。