| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | RO | 就期货合约提供意见 | 2025-06-12 | - |
| EMPEROR SECURITIES LIMITED (HK) | RO | 就证券提供意见 | 2025-06-12 | - |
| Emperor Wealth Management Limited | RO | 就证券提供意见 | 2025-06-12 | - |
| Emperor Asset Management Limited | Rep | 就证券提供意见 | 2025-03-27 | - |
| RO | 提供资产管理 | 2024-05-22 | - | |
| RO | 就证券提供意见 | 2024-05-22 | 2025-03-27 | |
| EMPEROR FUTURES LIMITED | RO | 就期货合约提供意见 | 2022-05-16 | 2025-03-28 |
| RO | 期货合约交易 | 2022-04-22 | - | |
| EMPEROR SECURITIES LIMITED (HK) | RO | 证券交易 | 2022-04-22 | - |
| RO | 就证券提供意见 | 2022-04-22 | 2025-03-25 | |
| Emperor Wealth Management Limited | RO | 证券交易 | 2022-04-22 | - |
| RO | 就证券提供意见 | 2022-04-22 | 2025-03-25 | |
| EMPEROR FUTURES LIMITED | Rep | 就期货合约提供意见 | 2022-03-14 | 2022-05-16 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就证券提供意见 | 2022-03-14 | 2022-04-22 |
| Emperor Wealth Management Limited | Rep | 就证券提供意见 | 2022-03-14 | 2022-04-22 |
| Emperor Asset Management Limited | Rep | 就证券提供意见 | 2021-08-02 | 2024-05-22 |
| Rep | 提供资产管理 | 2021-08-02 | 2024-05-22 | |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2010-05-10 | 2022-04-22 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2009-09-28 | 2022-04-22 |
| Emperor Wealth Management Limited | Rep | 证券交易 | 2009-09-28 | 2022-04-22 |
| RICHLAND WORLDWIDE LIMITED | Rep | 就证券提供意见 | 2007-01-30 | 2009-06-09 |
已采集记录中暂无金管局登记。