| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Emperor Wealth Management Limited | Rep | 证券交易 | 2009-11-09 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2008-04-18 | - |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2005-12-19 | 2025-05-01 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2005-03-08 |
| Rep | 提供资产管理 | 2003-04-01 | 2005-03-08 | |
| Rep | 期货合约交易 | 2003-04-01 | 2005-12-01 |
已采集记录中暂无金管局登记。