Lit, Yuk Ping 列玉萍 Hong Kong SFC License Details (ID 78883)

Lit, Yuk Ping 列玉萍 Hong Kong SFC License Details (ID 78883)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
REALINK FINANCIAL TRADE LIMITED	RO	期货合约交易	2025-05-13	-
	RO	证券交易	2025-05-13	-
CIF Securities Futures Limited	RO	期货合约交易	2021-11-10	2025-01-31
	RO	证券交易	2021-11-10	2025-01-31
	Rep	期货合约交易	2021-10-25	2021-11-10
Central Universe Futures Limited	RO	就期货合约提供意见	2019-07-18	2021-09-14
	RO	期货合约交易	2019-07-18	2021-09-14
	Rep	期货合约交易	2019-04-18	2019-07-18
CLC FUTURES LIMITED	Rep	期货合约交易	2017-10-06	2019-04-12
CLC SECURITIES LIMITED	Rep	证券交易	2017-10-06	2019-04-12
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	期货合约交易	2017-04-05	2017-09-07
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	证券交易	2017-04-05	2017-09-07
Rifa Futures Limited	Rep	期货合约交易	2016-10-24	2017-04-03
Rifa Securities Limited	Rep	证券交易	2016-10-24	2017-04-03
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	杠杆式外汇交易	2008-03-12	2015-11-07
EMPEROR FUTURES LIMITED	Rep	期货合约交易	2008-01-31	2011-12-23
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	证券交易	2007-06-11	2007-09-01
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	期货合约交易	2007-06-11	2007-09-01