Mok, Ka Keung 莫家強

证监会中央编号:ARC079

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
FULBRIGHT FUTURES LIMITED	Rep	就期货合约提供意见	2017-11-03	2021-03-11
	Rep	期货合约交易	2017-11-03	2021-03-11
FULBRIGHT SECURITIES LIMITED	Rep	就证券提供意见	2017-11-03	2021-03-11
	Rep	证券交易	2017-11-03	2021-03-11
Yuanta Securities (Hong Kong) Company Limited	Rep	就期货合约提供意见	2014-05-15	2017-09-30
	Rep	就证券提供意见	2014-05-15	2017-09-30
	Rep	期货合约交易	2014-05-15	2017-09-30
	Rep	证券交易	2014-05-15	2017-09-30
EMPEROR FUTURES LIMITED	Rep	就期货合约提供意见	2011-06-30	2014-04-25
	Rep	期货合约交易	2011-06-30	2014-04-25
EMPEROR SECURITIES LIMITED (HK)	Rep	就证券提供意见	2011-06-30	2014-04-25
	Rep	证券交易	2011-06-30	2014-04-25
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	就期货合约提供意见	2011-02-24	2011-06-16
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	就证券提供意见	2011-02-24	2011-06-16
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2011-01-28	2011-06-16
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2011-01-28	2011-06-16
Yuanta Asia Investment (Hong Kong) Limited	Rep	期货合约交易	2010-03-29	2010-12-30
	Rep	证券交易	2010-03-29	2010-12-30
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2009-03-10	2010-03-02
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2008-05-28	2010-03-02
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2008-05-28	2010-03-02

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
FULBRIGHT FUTURES LIMITED	Rep	就期货合约提供意见	2017-11-03	2021-03-11
	Rep	期货合约交易	2017-11-03	2021-03-11
FULBRIGHT SECURITIES LIMITED	Rep	就证券提供意见	2017-11-03	2021-03-11
	Rep	证券交易	2017-11-03	2021-03-11
Yuanta Securities (Hong Kong) Company Limited	Rep	就期货合约提供意见	2014-05-15	2017-09-30
	Rep	就证券提供意见	2014-05-15	2017-09-30
	Rep	期货合约交易	2014-05-15	2017-09-30
	Rep	证券交易	2014-05-15	2017-09-30
EMPEROR FUTURES LIMITED	Rep	就期货合约提供意见	2011-06-30	2014-04-25
	Rep	期货合约交易	2011-06-30	2014-04-25
EMPEROR SECURITIES LIMITED (HK)	Rep	就证券提供意见	2011-06-30	2014-04-25
	Rep	证券交易	2011-06-30	2014-04-25
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	就期货合约提供意见	2011-02-24	2011-06-16
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	就证券提供意见	2011-02-24	2011-06-16
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2011-01-28	2011-06-16
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2011-01-28	2011-06-16
Yuanta Asia Investment (Hong Kong) Limited	Rep	期货合约交易	2010-03-29	2010-12-30
	Rep	证券交易	2010-03-29	2010-12-30
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2009-03-10	2010-03-02
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2008-05-28	2010-03-02
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2008-05-28	2010-03-02